WebJul 19, 2024 · Last month, the SEC said it planned to propose new rules this year. “Gamification is a huge concern,” Grewal told lawmakers on the House Financial Services Committee’s Subcommittee on ... WebJun 15, 2024 · The speech by SEC Enforcement Director Gurbir Grewal spurred a backlash among defense lawyers who claim that the SEC is often the cause for delay in securities investigations. June 15, 2024 at 05: ...
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WebMay 17, 2024 · Gurbir S. Grewal, director of the SEC's Division of Enforcement, said in a release that the fraud caused investors to lose over $5 billion. "From at least January 2016 through March 2024, the ... WebOct 18, 2024 · On October 13, 2024, Gurbir Grewal, the SEC’s new Director of Enforcement, announced in a speech that he intends to recommend “aggressive” use of available remedies in enforcement actions, including requiring admissions of wrongdoing in certain cases. [1] Grewal emphasized his intention to use other remedial tools, including … sic cecytem
Trading ‘Gamification’ Is Huge Concern, SEC Enforcement Chief Gurbir …
WebDec 16, 2024 · On December 15, 2024, the D.C. Bar hosted a one-hour conversation with Gurbir S. Grewal, the SEC’s new enforcement director. Mr. Grewal spoke about his prosecutorial background and ... WebJul 28, 2024 · A driving force for our Enforcement Division is holding bad actors accountable and delivering justice for investors. Enforcement Director Gurbir S. Grewal shares some … WebMay 25, 2024 · Earlier this month at the Securities Enforcement Forum West, SEC Director of Enforcement Gurbir Grewal offered some plainspoken advice to the defense bar: Stop delaying investigations and help build the public's trust in the investigatory process and the agency. Grewal also offered thoughts on the nebulous aspects of cooperation. sicc coatings